Introduction
Parkinson’s disease (PD) is the second most prevalent neurodegenerative disorder worldwide and about 46% of patients with PD progress to PD dementia (PDD) within 10 years of diagnosis.1 2 Heterozygous beta-glucosylceramidase gene (GBA) mutations are currently recognised as the most frequent genetic risk factor for PD with a threefold increased risk of developing PDD and Lewy body dementia than non-carriers.3–11 In addition, a linear decrease in the Montreal Cognitive Assessment (MoCA) score is observed in patients with PD, which is greater in GBA-PDs than in non-carriers.12 13
An estimated 5%–14% of patients with PD worldwide carry GBA mutations with even higher prevalence rates in specific ancestries: from 3% to 15% in Caucasian patients with PD (2.8%–4.5% in Italy) and from 10% to 31% in Ashkenazi Jewish.5 6 9–11 14–19
The GBA gene (OMIN *606463) encodes for the 497-amino acid lysosomal beta-glucocerebrosidase (GCase) hydrolase that catalyses the breakdown of the glycolipid glucosylceramide to ceramide and glucose.20 Homozygous and heterozygous compound GBA mutations cause the autosomal recessive lysosomal disorder Gaucher disease (GD), classified into three clinical subtypes according to the absence/presence of neurological involvement.21 To date, more than 500 GBA mutations and rearrangements have been reported (http://www.hgmd.cf.ac.uk/ac/index.php), of which approximately 130 mutations occur in PD.22 Almost 82% of all mutant alleles in PD include four missense GBA variants (p.E326K, p.T369M, p.N370S and p.L444P), without a direct genotype/phenotype relation due to the high interindividual clinical variability.4 However, GBA mutations are classified as ‘mild’ (eg, p.N370S) and ‘severe’ mutations (eg, p.L444P), according to the residual GCase activity of 13%–24% and 32%–38%, respectively.23 24
Globally, patients with GBA-PD have an early age at disease onset, asymmetric akinetic-rigid phenotype and excellent response to levodopa, with a high risk of early motor fluctuations and dyskinesias. Patients with GBA-PD have higher non-motor symptoms burden (hyposmia, autonomic dysfunction, sleep disturbances, visual hallucinations, cognitive decline) and have more rapid disease progression with greater axial involvement, frequent falls, higher hospitalisation rates and reduced survival than non-carriers.10 17 25–28
On the pathogenic level, a reduction in GCase enzymatic activity increases non-soluble toxic α-Synuclein (α-Syn) species, promoting its aggregation. On the other hand, α-Syn aggregates colocalise with GCase, altering the latter’s transport to the endoplasmatic reticulum, which is essential for its maturation and function.29 30 Indeed, overexpression of GCase activity in the brain of animal models with Gaucher-related synucleinopathy has demonstrated to reduce α-Syn aggregates in the hippocampus and improve memory function.29–31
These observations suggest that a therapeutic intervention that effectively restores GCase activity in the central nervous system (CNS) is likely expected to modify the course of PD progression in patients carrying GBA mutations independently from the residual GCase activity between carriers of severe or mild GBA mutations.10 23 24 32–36
Ambroxol (ABX) is a metabolite of bromhexine, commonly used as an oral mucolytic agent, with an excellent safety profile.37 ABX easily enters the CNS, given its lipophilicity (cLogP=2.8) and low polar surface area (PSA 58 Å2), and preclinical studies demonstrated that ABX acts as the chaperone of GCase.37 38 Indeed, ABX increases lysosomal GCase activity and protein levels, promoting proper GCase folding within the endoplasmatic reticulum and its shuffling into the lysosome.38 39 Moreover, ABX improves α-Syn clearance at the cellular level.38–41
In mouse models, ABX induces higher GCase concentrations in the spleen, heart, and cerebellum. In mice (wild-type, L444P-mutated and overexpressing human α-Syn) and non-human primates, ABX therapy increases GCase brain levels and reduces the amount of α-Syn.42 43
In humans affected by GD, pilot studies explored the treatment with ABX resulting in increased GCase function, reduced cerebrospinal fluid (CSF) glucosyl-sphingosine levels, and improved clinical manifestations, with good safety and tolerability profile.43 44 Narita et al administrated ABX for up to 48 months in five patients with neuronopathic GD at a dose of 1.2–1.3 g/day (up to 25 mg/kg/day), detecting increased GCase activity in lymphocytes and a concentration of ABX in CSF of about 10%–20% of that in the serum.44 Importantly, ABX proved safe and well tolerated even at the highest dose (1.3 g/day).44
In PD, two phase II trials that studied the effects of ABX have been completed. Silveira et al concluded a single-centre, double-blind, randomised placebo-controlled trial of 75 patients with PD with mild to moderate dementia, regardless of the presence or absence of GBA mutations. Patients were randomised to receive 1050 mg/day ABX, 525 mg/day ABX or placebo and were assessed at 6 months and 12 months from enrollment (ClinicalTrials.gov ID Identifier: NCT02914366), whose results are expected.45 Mullin et al designed a single-centre, open-label, non-controlled clinical trial to study the safety, tolerability, CSF penetration and target (GCase) engagement of ABX in eight GBA-PD and nine non-mutated PD (ClinicalTrials.gov ID NCT02941822;239).46 Patients received an escalating daily dose of oral ABX up to 1260 mg for 6 months (up to 21 daily tablets). The results showed increased levels of GCase and α-Syn in CSF and motor improvements measured by Unified PD Rating Scale (UPDRS)-III scores.46 However, the single-site study design, the small cohort of patients, the challenging compliance to the treatment (due to the intake of 21 tablets/day in addition to usual pharmacological therapy), and the lack of blindness and placebo-control group represent limitations for study validation.
To address these gaps, we designed a multi-centre, double-blind, randomised, placebo-controlled clinical trial to test the safety and clinical effects of ABX on the progression of cognitive impairment and other motor-related and nonmotor-related disabilities in a large and well-characterised cohort of patients with GBA-PD. At a subclinical level, we will investigate changes in neuronal activity by using brain functional MRI (fMRI) and CSF markers of neurodegeneration. Pharmacokinetics and pharmacodynamics of ABX at 52 weeks and after 26 weeks of ABX washout will be additionally assessed.
We hypothesised that ABX increases GCase enzymatic activity and reduces the rate of cognitive dysfunction compared with placebo, modifying the course of cognitive decline not only at the clinical level but also at biochemical, molecular and subclinical neuronal network levels.47
Our study was designed to overcome all the limitations of previously mentioned clinical trials. Indeed, we chose a 1200 mg/day dose of ABX to ensure efficacy in detecting adequate amounts of ABX in CSF and restoring the GCase activity levels in the CNS. Data available from animal models and patients indicate that an oral dose of ABX less than 1200 mg/day may not penetrate the CNS and result in insufficient enhancement of GCase activity to act on α-Syn levels and, thus, disease progression. Moreover, ABX is commercially available only at low dose (75 mg/capsule), and patients should take 16 tablets per day to reach the maintenance dose (1.2 g/day; NCT02941822). In this study, we have reduced the risk of a high dropout rate due to the low intervention compliance because of the high number of daily tablets by administering galenic formulations of 200 mg/tablet (six tablets/day to reach the 1.2 g/daily dose).